Filing Details
- Accession Number:
- 0001225208-14-002421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 17:18:03
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 17:18:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184185 | Geraud Darnis | One Financial Plaza Hartford CT 06101 | Pres. & Ceo, Utc Bldg. & Ind. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-23 | 50,000 | $51.50 | 164,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-23 | 12,348 | $116.12 | 152,431 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-01-23 | 15,476 | $114.77 | 136,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-23 | 22,176 | $116.12 | 114,779 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-23 | 50,000 | $0.00 | 50,000 | $51.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2008-01-03 | 2015-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 4,224 | Direct | |
| Common Stock | 10,274 | Indirect | By Savings Plan Trustee |
| Common Stock | 15,710 | Indirect | By Trust 2 |
| Common Stock | 5,850 | Indirect | Trust 3 |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.67 to 115.00. Upon request, UTC will provide full information as to shares sold at each separate price.
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