Filing Details
- Accession Number:
- 0001140361-14-003285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 13:10:09
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 13:10:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912147 | Royce Micro-Cap Trust Inc | RMT | () | 133739778 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457990 | Jr. E. Jack Fockler | C/O Royce &Amp; Associates, Llc 745 Fifth Ave New York NY 10151 | Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-24 | 5,868 | $12.53 | 8,000 | No | 4 | P | Indirect | Held in trust |
Common Stock | Acquisiton | 2014-01-23 | 2,132 | $12.58 | 2,132 | No | 4 | P | Indirect | Held in trust |
Common Stock | Acquisiton | 2014-01-24 | 5,869 | $12.53 | 8,000 | No | 4 | P | Indirect | Held in wife's trust |
Common Stock | Acquisiton | 2014-01-23 | 2,131 | $12.58 | 2,131 | No | 4 | P | Indirect | Held in wife's trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in trust |
No | 4 | P | Indirect | Held in trust |
No | 4 | P | Indirect | Held in wife's trust |
No | 4 | P | Indirect | Held in wife's trust |
Footnotes
- Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001.
- Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001.