Filing Details

Accession Number:
0001209191-14-004980
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-27 10:26:32
Reporting Period:
2014-01-24
Filing Date:
2014-01-27
Accepted Time:
2014-01-27 10:26:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809933 Ecology & Environment Inc EEI Services-Engineering Services (8711) 160971022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482368 C. Michael Gross 4664 Green Road
Lockport NY 14094
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-01-24 200 $11.50 400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 5,949 Indirect Co-Trustee and 1/3 contingent remainderman of Trust that owns shares
Class B Common Stock 17,500 Indirect Co-Trustee and 1/3 contingent remainderman of Trust that owns shares
Footnotes
  1. Class B Common Stock is convertible one-for-one into Class A Common Stock
  2. Reporting Person is one of three co-trustees of an inter vivos trust established by his parents for their benefit that owns these shares of Class B Common Stock and is a one-third contingent remainder beneficiary of the trust's assets which include a total of 17,848 of such shares of which he disclaims beneficial interest in 11,899 of those shares.
  3. Reporting Person is one of three co-trustees of an inter vivos trust established by his father for the benefit of his mother, himself and his siblings that owns shares of Class B Common Stock. The Reporting Person is a one-third contingent remainder beneficiary of the trust's assets which include 52,500 of such shares of whch he disclaims beneficial intest in 35,000 of those shares.