Filing Details

Accession Number:
0001079973-14-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-24 17:16:06
Reporting Period:
2013-09-26
Filing Date:
2014-01-24
Accepted Time:
2014-01-24 17:16:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445918 Smokin Concepts Development Corp RIBS Retail-Eating & Drinking Places (5810) 800182193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005645 W Jay Roth 2 North Cascade Ave., #1400
Colorado Springs CO 80903
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-16 130,000 $1.00 156,621 No 4 S Indirect By spouse
Class A Preferred Stock Acquisiton 2014-01-22 3,265,089 $0.35 3,265,089 No 4 U Indirect See note
Class A Preferred Stock Acquisiton 2014-01-22 3,265,089 $0.35 3,265,089 No 4 U Indirect See note
Class A Preferred Stock Acquisiton 2014-01-22 228,034 $0.35 228,034 No 4 U Indirect See note
Common Stock Acquisiton 2014-01-22 729,707 $0.35 1,391,966 No 4 U Indirect See note
Common Stock Acquisiton 2014-01-22 182,427 $0.35 182,427 No 4 U Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By spouse
No 4 U Indirect See note
No 4 U Indirect See note
No 4 U Indirect See note
No 4 U Indirect See note
No 4 U Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2014-01-22 729,707 $0.00 729,707 $0.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
929,707 2019-01-09 No 4 U Direct
Footnotes
  1. The Form 4 filed on 09/04/2013 for Mr. Roth incorrectly calculated the common stock indirectly owned by spouse following the reported transaction as 285,621. The correct amount of common stock owned by spouse following the reported transaction was 286,621.
  2. This transaction is exempt from Section 16b of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d)(2).
  3. Contribution of 1,789,807 Class A Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
  4. By self as trustee for the JWR Living Trust Dated Nov. 19, 2012.
  5. Contribution of 1,789,807 Class A Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
  6. By spouse as trustee for the KMR Living Trust Dated Nov. 19, 2012.
  7. Contribution of 125,000 Class A Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
  8. By minor daughter.
  9. Contribution of 400,000 Class B Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
  10. By Accredited Members Acquisition Corp., an entity controlled by Mr. Roth.
  11. Contribution of 100,000 Class B Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
  12. These options are scheduled to vest in substantially equal annual installments over four years beginning on January 9, 2015.
  13. Contribution of 400,000 unexercised options for Class B Units in Bourbon Brothers Holding Company, LLC.
  14. The number of derivative securities beneficially owned following the reported transaction includes warrants to purchase 200,000 shares of common stock with terms as described in the Form 4 filed on 09/04/2013 for Mr. Roth.