Filing Details
- Accession Number:
- 0001079973-14-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-24 17:16:06
- Reporting Period:
- 2013-09-26
- Filing Date:
- 2014-01-24
- Accepted Time:
- 2014-01-24 17:16:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445918 | Smokin Concepts Development Corp | RIBS | Retail-Eating & Drinking Places (5810) | 800182193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005645 | W Jay Roth | 2 North Cascade Ave., #1400 Colorado Springs CO 80903 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-16 | 130,000 | $1.00 | 156,621 | No | 4 | S | Indirect | By spouse |
Class A Preferred Stock | Acquisiton | 2014-01-22 | 3,265,089 | $0.35 | 3,265,089 | No | 4 | U | Indirect | See note |
Class A Preferred Stock | Acquisiton | 2014-01-22 | 3,265,089 | $0.35 | 3,265,089 | No | 4 | U | Indirect | See note |
Class A Preferred Stock | Acquisiton | 2014-01-22 | 228,034 | $0.35 | 228,034 | No | 4 | U | Indirect | See note |
Common Stock | Acquisiton | 2014-01-22 | 729,707 | $0.35 | 1,391,966 | No | 4 | U | Indirect | See note |
Common Stock | Acquisiton | 2014-01-22 | 182,427 | $0.35 | 182,427 | No | 4 | U | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By spouse |
No | 4 | U | Indirect | See note |
No | 4 | U | Indirect | See note |
No | 4 | U | Indirect | See note |
No | 4 | U | Indirect | See note |
No | 4 | U | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2014-01-22 | 729,707 | $0.00 | 729,707 | $0.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
929,707 | 2019-01-09 | No | 4 | U | Direct |
Footnotes
- The Form 4 filed on 09/04/2013 for Mr. Roth incorrectly calculated the common stock indirectly owned by spouse following the reported transaction as 285,621. The correct amount of common stock owned by spouse following the reported transaction was 286,621.
- This transaction is exempt from Section 16b of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d)(2).
- Contribution of 1,789,807 Class A Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
- By self as trustee for the JWR Living Trust Dated Nov. 19, 2012.
- Contribution of 1,789,807 Class A Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
- By spouse as trustee for the KMR Living Trust Dated Nov. 19, 2012.
- Contribution of 125,000 Class A Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
- By minor daughter.
- Contribution of 400,000 Class B Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
- By Accredited Members Acquisition Corp., an entity controlled by Mr. Roth.
- Contribution of 100,000 Class B Units of Bourbon Brothers Holding Company, LLC. Price calculated based on closing price of Company on 1/21/2014.
- These options are scheduled to vest in substantially equal annual installments over four years beginning on January 9, 2015.
- Contribution of 400,000 unexercised options for Class B Units in Bourbon Brothers Holding Company, LLC.
- The number of derivative securities beneficially owned following the reported transaction includes warrants to purchase 200,000 shares of common stock with terms as described in the Form 4 filed on 09/04/2013 for Mr. Roth.