Filing Details
- Accession Number:
- 0001225208-14-002301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-24 16:58:25
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-24
- Accepted Time:
- 2014-01-24 16:58:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1072785 | A Pamela Joseph | 800 Nicollet Mall Minneapolis MN 55402 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-01-23 | 160,000 | $30.00 | 307,989 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2014-01-23 | 132,604 | $30.40 | 440,593 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-01-23 | 292,604 | $40.63 | 147,989 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2014-01-23 | 160,000 | $0.00 | 160,000 | $30.00 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2014-01-23 | 132,604 | $0.00 | 132,604 | $30.40 |
| Common Stock, $0.01 Par Value | Restricted Stock Units | Acquisiton | 2014-01-23 | 5,048 | $0.00 | 5,048 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 59,319 | 2016-01-17 | No | 4 | M | Direct | |
| 0 | 2015-01-18 | No | 4 | M | Direct | |
| 53,591 | 2014-02-14 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 11,332 | Indirect | By 401(k) plan |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $40.40 to $41.12. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Based on a plan report dated December 31, 2013, the most recent plan report available.
- The option vested in four equal annual installments beginning on January 17, 2007.
- The option vested in four equal annual installments beginning on January 18, 2006.
- Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- A grant of restricted stock units was awarded to the Reporting Person on February 14, 2013, and was reported on a Form 4 filed on February 19, 2013. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2013 corporate performance measures. On January 23, 2014, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount.
- The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
Billionaire Hedge Funds
