Filing Details
- Accession Number:
- 0001225208-14-002259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-24 15:04:52
- Reporting Period:
- 2014-01-22
- Filing Date:
- 2014-01-24
- Accepted Time:
- 2014-01-24 15:04:52
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557353 | Rufus William Yates | Po Box 1250 Winston-Salem NC 27102-1250 | Sr. Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-22 | 7,418 | $36.68 | 60,963 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-22 | 1,376 | $16.88 | 62,339 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-22 | 8,794 | $39.25 | 53,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-22 | 7,418 | $0.00 | 7,418 | $36.68 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-22 | 1,376 | $0.00 | 1,376 | $16.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
| 1,377 | 2010-02-24 | 2019-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,378 | Indirect | By 401(k) |
| Common Stock | 1,700 | Indirect | By ESOP |
| Common Stock | 13,808 | Indirect | By Family Trust |
| Common Stock | 8,192 | Indirect | By Father |
| Series F Nonconvertible Perpetual Preferred Stock | 7,345 | Indirect | By Father |
| Common Stock | 296 | Indirect | By Son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $44.15 | 2008-02-20 | 2017-02-20 | 11,901 | 11,901 | Direct |
| Common Stock | Stock Option (right to buy) | $39.73 | 2007-02-21 | 2016-02-21 | 12,368 | 12,368 | Direct |
| Common Stock | Stock Option (right to buy) | $30.09 | 2013-02-21 | 2022-02-21 | 13,953 | 13,953 | Direct |
| Common Stock | Stock Option (right to buy) | $38.64 | 2006-02-22 | 2015-02-22 | 10,584 | 10,584 | Direct |
| Common Stock | Stock Option (right to buy) | $27.73 | 2012-02-22 | 2021-02-22 | 11,159 | 11,159 | Direct |
| Common Stock | Stock Option (right to buy) | $27.75 | 2011-02-23 | 2020-02-23 | 14,608 | 14,608 | Direct |
| Common Stock | Stock Option (right to buy) | $34.29 | 2009-02-26 | 2018-02-26 | 16,019 | 16,019 | Direct |
| Common Stock | Stock Option (right to buy) | $30.08 | 2014-02-26 | 2023-02-26 | 14,562 | 14,562 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-02-20 | 11,901 | 11,901 | Direct |
| 2016-02-21 | 12,368 | 12,368 | Direct |
| 2022-02-21 | 13,953 | 13,953 | Direct |
| 2015-02-22 | 10,584 | 10,584 | Direct |
| 2021-02-22 | 11,159 | 11,159 | Direct |
| 2020-02-23 | 14,608 | 14,608 | Direct |
| 2018-02-26 | 16,019 | 16,019 | Direct |
| 2023-02-26 | 14,562 | 14,562 | Direct |
Footnotes
- Includes 0.016 shares acquired between June 2013 and December 2013, under the Issuer's Dividend Reinvestment Plan.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $39.17 to $39.27. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Due to share price adjustments between April 1, 2013 and December 31, 2013, the reporting person's common stock holdings, under the Issuer's 401(k) Plan were reduced by 9.506 shares. The information in this report is based on plan statements dated April 1, 2013 through December 31, 2013.
- The option is exercisable in five equal annual installments beginning on 2/24/2005.
- The option is exercisable in five equal annual installments beginning on 02/24/2010.
- The option is exercisable in five equal annual installments beginning on 2/20/2008.
- The option is exercisable in five equal annual installments beginning on 2/21/2007.
- The option is exercisable in four equal annual installments beginning on 02/21/2013.
- The option is exercisable in five equal annual installments beginning on 02/22/2006.
- The option is exercisable in four equal annual installments beginning on 2/22/2012.
- The option is exercisable in four equal annual installments beginning on 02/23/2011.
- The option is exercisable in five equal annual installments beginning on 2/26/2009.
- The option is exercisable in three equal annual installments beginning on 02/26/2014.
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