Filing Details
- Accession Number:
- 0001225208-14-002232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-24 11:57:57
- Reporting Period:
- 2014-01-22
- Filing Date:
- 2014-01-24
- Accepted Time:
- 2014-01-24 11:57:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1563700 | Mark O'donovan | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-22 | 15,000 | $19.49 | 22,121 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-22 | 10,210 | $57.88 | 11,911 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-01-23 | 7,121 | $56.51 | 4,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-01-22 | 14,169 | $0.00 | 14,169 | $0.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-01-22 | 15,000 | $0.00 | 15,000 | $19.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,169 | 2017-01-13 | No | 4 | A | Direct | |
| 0 | 2019-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 755 | Indirect | By 401k |
Footnotes
- Shares sold pursuant to Rule 10b5-1 Plan dated November 14, 2013.
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.
- Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.
- Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
Billionaire Hedge Funds
