Filing Details
- Accession Number:
- 0001096906-14-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-24 11:17:31
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2014-01-24
- Accepted Time:
- 2014-01-24 11:17:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268843 | Jr. Lynn J. Beckstead | 190 North Matterhorn Drive Alpine UT 84004 | V.p. - Mortgage Operations | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-12-06 | 0 | $0.00 | 15,867 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-12-02 | 4,961 | $1.18 | 4,961 | $1.18 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-04-13 | 9,450 | $1.48 | 9,450 | $1.48 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-12-06 | 1,500 | $4.85 | 1,500 | $4.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,961 | 2012-03-02 | 2021-12-02 | No | 4 | A | Direct |
9,450 | 2012-07-13 | 2022-04-13 | No | 4 | A | Direct |
1,500 | 2014-03-06 | 2023-12-06 | No | 4 | A | Direct |
Footnotes
- Owned jointly by the reporting person and his wife. Does not include 168,489 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan.
- This option was granted on December 2, 2011 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013. On November 30, 2012, the reporting person exercised part of these options to purchase 14,175 shares of Class A Common Stock.
- This option was granted on April 13, 2012 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. On November 30, 2012, the reporting person exercised part of these options to purchase 9,000 shares of Class A Common Stock.
- This option was granted on December 6, 2013 as an option for 1,500 shares of Class A common stock at an exercise price of $4.85 per share. This option vests in four equal quarterly installments of Class A common stock, beginning on March 6, 2014, until such shares are fully vested.