Filing Details
- Accession Number:
- 0001179110-14-001311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-23 16:41:42
- Reporting Period:
- 2014-01-21
- Filing Date:
- 2014-01-23
- Accepted Time:
- 2014-01-23 16:41:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 103145 | Veeco Instruments Inc | VECO | Special Industry Machinery, Nec (3559) | 112989601 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480615 | D. David Glass | Veeco Instruments Inc. Terminal Drive Plainview NY 11803 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-21 | 3,214 | $35.21 | 9,654 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-01-22 | 33,334 | $32.58 | 42,988 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-22 | 10,000 | $33.00 | 52,998 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-22 | 15,000 | $34.13 | 67,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-22 | 58,334 | $37.52 | 9,654 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to purchase) | Disposition | 2014-01-22 | 33,334 | $0.00 | 33,334 | $32.58 |
| Common Stock | Stock Option (right to purchase) | Disposition | 2014-01-22 | 10,000 | $0.00 | 10,000 | $33.00 |
| Common Stock | Stock Option (right to purchase) | Disposition | 2014-01-22 | 15,000 | $0.00 | 15,000 | $34.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-17 | No | 4 | M | Direct | |
| 20,000 | 2022-05-24 | No | 4 | M | Direct | |
| 0 | 2020-06-10 | No | 4 | M | Direct |
Footnotes
- Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.
- Represents securities sold pursuant to a 105b5-1 sales plan adopted by the reporting person.
- Reflects weighted average sale price. Actual sale prices ranged from $37.50 to $37.57 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option was granted on January 18, 2010 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
- The option was granted on May 25, 2012 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
- The option was granted on June 11, 2010 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
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