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Home > Insider Trading > Filing (0001002225-14-000014)

Filing Details

Accession Number:: 0001002225-14-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-23 16:21:11
Reporting Period:: 2014-01-21

Filing Date:: 2014-01-23
Accepted Time:: 2014-01-23 16:21:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1559426	Todd Gottula	600 Townsend Street San Francisco CA 94103	Evp & Cto, Global Solutn Dev	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-21	234	$17.91	34,484	No	4	M	Direct
Common Stock	Disposition	2014-01-21	122	$35.05	34,362	No	4	D	Direct
Common Stock	Disposition	2014-01-21	49	$35.05	34,313	No	4	F	Direct
Common Stock	Acquisiton	2014-01-21	245	$12.75	34,558	No	4	M	Direct
Common Stock	Disposition	2014-01-21	91	$35.05	34,467	No	4	D	Direct
Common Stock	Disposition	2014-01-21	67	$35.05	34,400	No	4	F	Direct
Common Stock	Acquisiton	2014-01-21	478	$17.80	34,878	No	4	M	Direct
Common Stock	Disposition	2014-01-21	244	$35.05	34,634	No	4	D	Direct
Common Stock	Disposition	2014-01-21	102	$35.05	34,532	No	4	F	Direct
Common Stock	Acquisiton	2014-01-21	233	$17.91	34,765	No	4	M	Direct
Common Stock	Disposition	2014-01-21	121	$35.05	34,644	No	4	D	Direct
Common Stock	Disposition	2014-01-21	49	$35.05	34,595	No	4	F	Direct
Common Stock	Acquisiton	2014-01-21	240	$12.75	34,835	No	4	M	Direct
Common Stock	Disposition	2014-01-21	88	$35.05	34,747	No	4	D	Direct
Common Stock	Disposition	2014-01-21	66	$35.05	34,681	No	4	F	Direct
Common Stock	Disposition	2014-01-22	436	$35.32	34,245	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2014-01-21	245	$0.00	245	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2014-01-21	240	$0.00	240	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2014-01-21	478	$0.00	478	$17.80
Common Stock	Stock Appreciation Rights	Disposition	2014-01-21	234	$0.00	234	$17.91
Common Stock	Stock Appreciation Rights	Disposition	2014-01-21	233	$0.00	233	$17.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,180	2013-07-24	2020-05-14	No	4	M	Direct
1,940	2011-05-14	2020-05-14	No	4	M	Direct
13,382	2013-05-14	2022-05-14	No	4	M	Direct
7,933	2012-05-13	2021-05-13	No	4	M	Direct
7,700	2012-05-13	2021-05-13	No	4	M	Direct

Footnotes

Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.