Filing Details
- Accession Number:
- 0001179110-14-001305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-23 16:16:55
- Reporting Period:
- 2014-01-21
- Filing Date:
- 2014-01-23
- Accepted Time:
- 2014-01-23 16:16:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205353 | William Blackmore | N86 W12500 Westbrook Crossing Menomonee Falls WI 53051 | Exec. Vp-Engineered Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-01-21 | 21,250 | $23.64 | 90,849 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-01-21 | 21,250 | $37.00 | 69,599 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-21 | 21,250 | $0.00 | 21,250 | $23.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 294 | Indirect | By 401(k) |
| Class A Common Stock | 3,615 | Indirect | By Deferred Compensation Plan |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
- Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
- Option granted under the Actuant Corporation 2002 Stock Plan.
- Fifty percent of the option became exercisable on 1/16/2010 and the balance became exercisable on 1/16/2012.
Billionaire Hedge Funds
