Filing Details
- Accession Number:
- 0001127602-14-002663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-23 15:02:49
- Reporting Period:
- 2014-01-21
- Filing Date:
- 2014-01-23
- Accepted Time:
- 2014-01-23 15:02:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553147 | Olaf Michael Thamm | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Ceo - Costa Crociere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-01-21 | 356 | $0.00 | 42,812 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2014-01-21 | 4,346 | $42.61 | 38,466 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.
- The transaction was conducted in British Pounds.The sale price of GBP25.729554 was converted into US$ at the January 21, 2014 conversion rate of GBP1 = USD1.6562. This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
