Filing Details
- Accession Number:
- 0001250853-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 21:14:01
- Reporting Period:
- 2014-01-17
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 21:14:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390478 | Galena Biopharma Inc. | GALE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197482 | A Steven Kriegsman | C/O Galena Biopharma, Inc. 4640 S.w. Macadam Avenue, Suite 270 Portland OR 97239 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-17 | 200,000 | $0.85 | 205,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-17 | 200,000 | $7.00 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-22 | 200,000 | $1.18 | 205,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-22 | 50,000 | $0.72 | 255,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-22 | 250,000 | $6.13 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-17 | 200,000 | $0.00 | 200,000 | $0.85 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-22 | 200,000 | $0.00 | 200,000 | $1.18 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-22 | 50,000 | $0.00 | 50,000 | $0.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-27 | 2021-09-27 | No | 4 | M | Direct |
| 0 | 2011-03-25 | 2021-03-24 | No | 4 | M | Direct |
| 0 | 2013-01-12 | 2022-01-12 | No | 4 | M | Direct |
Billionaire Hedge Funds
