Filing Details
- Accession Number:
- 0001250853-14-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 20:55:13
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 20:55:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1390478 | Galena Biopharma Inc. | GALE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1297775 | Rudolph Nisi | 4640 S.w. Macadam Avenue Suite 270 Portland OR 97239 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-15 | 100,000 | $1.18 | 103,500 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-15 | 100,000 | $0.85 | 203,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 200,000 | $6.90 | 3,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-01-15 | 100,000 | $0.00 | 0 | $1.18 |
Common Stock | Stock Option (right to buy) | Disposition | 2014-01-15 | 100,000 | $0.00 | 0 | $0.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-25 | 2021-03-24 | No | 4 | M | Direct |
0 | 2011-09-27 | 2021-09-27 | No | 4 | M | Direct |