Filing Details
- Accession Number:
- 0001209191-14-004375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 18:24:12
- Reporting Period:
- 2014-01-20
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 18:24:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223189 | A Dean Foate | One Plexus Way Neenah WI 54956 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-21 | 14,367 | $12.94 | 126,324 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-21 | 14,367 | $41.77 | 111,957 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-22 | 26,355 | $12.94 | 138,312 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-22 | 26,355 | $42.17 | 111,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Buy | Acquisiton | 2014-01-20 | 14,750 | $0.00 | 14,750 | $40.64 |
| Common Stock | Restricted Stock Units | Acquisiton | 2014-01-20 | 31,000 | $0.00 | 31,000 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2014-01-20 | 19,000 | $0.00 | 19,000 | $0.00 |
| Common Stock | Options to Buy | Disposition | 2014-01-21 | 14,367 | $0.00 | 14,367 | $12.94 |
| Common Stock | Options to Buy | Disposition | 2014-01-22 | 26,355 | $0.00 | 26,355 | $12.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,750 | 2015-01-20 | 2024-01-20 | No | 4 | A | Direct |
| 31,000 | No | 4 | A | Direct | ||
| 19,000 | No | 4 | A | Direct | ||
| 26,355 | 2015-05-18 | No | 4 | M | Direct | |
| 0 | 2015-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 8,140 | Direct | |
| Common Stock, $.01 Par Value | 32,432 | Indirect | 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $41.420 to $41.990 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $42.110 to $42.230 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last date of a statement from the Plan's Trustee.
- Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 20, 2017.
- Each Performance Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the Performance Stock Units is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock during a three-year performance period (fiscal 2014 through fiscal 2016) as compared to the Russell 3000 Index. The target number of Performance Stock Units that may be earned is reported above; the maximum amount is 200% of the number reported.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
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