Filing Details
- Accession Number:
- 0001179110-14-001252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 17:44:06
- Reporting Period:
- 2014-01-09
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 17:44:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1219120 | Advent Claymore Convertible Securities & Income Fund | AVK | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298064 | C Randall Barnes | 2455 Corporate West Drive Lisle IL 60532 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-09 | 2,000 | $18.74 | 3,389 | No | 4 | S | Indirect | Father's Roth IRA Account |
| Common Stock | Disposition | 2014-01-22 | 1,000 | $18.77 | 2,389 | No | 4 | S | Indirect | Father's Roth IRA Account |
| Common Stock | Disposition | 2014-01-22 | 2,000 | $18.76 | 0 | No | 4 | S | Indirect | Children's Trust #1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Father's Roth IRA Account |
| No | 4 | S | Indirect | Father's Roth IRA Account |
| No | 4 | S | Indirect | Children's Trust #1 |
Billionaire Hedge Funds
