Filing Details

Accession Number:
0001209191-14-004329
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-22 17:01:10
Reporting Period:
2014-01-17
Filing Date:
2014-01-22
Accepted Time:
2014-01-22 17:01:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291804 Jean George C/O Advanced Technology Ventures
500 Boylston Street, Suite 1380
Boston MA 02116
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-17 1,877,270 $0.00 1,761,086 No 4 J Indirect By Fund
Common Stock Disposition 2014-01-17 75,333 $0.00 70,671 No 4 J Indirect By Fund
Common Stock Disposition 2014-01-17 36,210 $0.00 33,969 No 4 J Indirect By Fund
Common Stock Acquisiton 2014-01-17 19,893 $0.00 19,893 No 4 J Indirect By LLC
Common Stock Disposition 2014-01-17 4,673 $23.50 15,220 No 4 S Indirect By LLC
Common Stock Disposition 2014-01-17 2,627 $23.50 19,055 No 4 S Indirect By Fund
Common Stock Disposition 2014-01-21 15,220 $22.35 0 No 4 S Indirect By LLC
Common Stock Disposition 2014-01-21 8,560 $22.35 10,495 No 4 S Indirect By Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Fund
No 4 J Indirect By Fund
No 4 J Indirect By Fund
No 4 J Indirect By LLC
No 4 S Indirect By LLC
No 4 S Indirect By Fund
No 4 S Indirect By LLC
No 4 S Indirect By Fund
Footnotes
  1. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII, L.P. ("ATV VII") without consideration to its limited partners and its general partner, ATV Associates VII, L.L.C. ("ATV LLC").
  2. Shares are held directly by ATV VII. ATV LLC is the general partner of ATV VII. The reporting person is a director of the issuer and a managing director of ATV LLC, and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
  3. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") without consideration to its limited partners and its general partner, ATV LLC.
  4. Shares are held directly by ATV VIIB. ATV LLC is the general partner of ATV VIIB. The reporting person is a director of the issuer and a managing director of ATV LLC, and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
  5. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") without consideration to its limited partners and its general partner, ATV LLC.
  6. Shares are held directly by ATV VIIC. ATV LLC is the general partner of ATV VIIC. The reporting person is a director of the issuer and a managing director of ATV LLC, and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
  7. Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of Common Stock of the issuer received by ATV LLC in the distributions described in footnotes (1), (3) and (5).
  8. Shares are held directly by ATV LLC. The reporting person is a director of the issuer and a managing director of ATV LLC, and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
  9. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $23.50 to $23.51 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  10. Shares are held directly by ATV Entrepreneurs VII, L.P. ("ATVE VII"). ATV LLC is the general partner of ATVE VII. The reporting person is a director of the issuer and a managing director of ATV LLC, and disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
  11. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.10 to $22.75 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.