Filing Details
- Accession Number:
- 0001096906-14-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 16:01:07
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 16:01:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320385 | Overbaugh Q. Christie | 13471 South Tuscalee Way Draper UT 84020 | Senior V.p. Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-12-06 | 0 | $0.00 | 99,390 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-04-13 | 5,250 | $1.48 | 5,250 | $1.48 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-12-06 | 5,000 | $4.85 | 5,000 | $4.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,250 | 2012-07-13 | 2022-04-13 | No | 4 | A | Direct |
5,000 | 2014-03-06 | 2023-12-06 | No | 4 | A | Direct |
Footnotes
- Includes 30,076 shares of Class A Common Stock owned by the reporting person and her son or daughter. Does not include 93,852 shares of Class A Common Stock and 166,790 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan.
- This option was granted on April 13, 2012 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. On November 4, 2012, the reporting person exercised part of these options to purchase 5,000 shares of Class A Common Stock.
- This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014,until such shares are fully vested.