Filing Details

Accession Number:
0001096906-14-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-22 14:04:35
Reporting Period:
2013-12-06
Filing Date:
2014-01-22
Accepted Time:
2014-01-22 14:04:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488171 Russell Jeffrey Stephens 38 Northridge Way
Sandy UT 84092
General Counsel& Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-12-06 0 $0.00 697 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2012-04-13 2,625 $1.48 2,625 $1.48
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2013-12-06 2,500 $4.85 2,500 $4.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,625 2012-07-13 2022-04-13 No 4 A Direct
2,500 2014-03-06 2023-12-06 No 4 A Direct
Footnotes
  1. Does not include 50,743 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
  2. was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock.
  3. This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share. This option vests in four equal quarterly installments ofClass A Common Stock, beginning on March 6, 2014, until such shares are fully vested.