Filing Details
- Accession Number:
- 0001096906-14-000066
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 13:48:38
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 13:48:38
- Original Submission Date:
- 2013-10-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588309 | Andrew S. Quist | 272 East Broadleaf Circle Draper UT 84020 | Vp & Associate General Counsel | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-08-08 | 1,514 | $0.00 | 20,265 | No | 4 | G | Direct | |
Class A Common Stock | Disposition | 2013-10-15 | 2,340 | $5.79 | 17,925 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-12-19 | 2,000 | $0.00 | 15,925 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-12-02 | 16,538 | $1.18 | 16,538 | $1.18 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-04-03 | 15,750 | $1.48 | 15,750 | $1.48 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-12-06 | 10,000 | $4.85 | 10,000 | $4.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,538 | 2012-03-02 | 2021-12-02 | No | 4 | A | Direct |
15,750 | 2012-07-03 | 2022-04-13 | No | 4 | A | Direct |
10,000 | 2014-03-06 | 2023-12-06 | No | 4 | A | Direct |
Footnotes
- Does not include 28,099 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan.
- This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
- This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013.
- This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested.