Filing Details

Accession Number:
0001096906-14-000066
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-22 13:48:38
Reporting Period:
2013-08-08
Filing Date:
2014-01-22
Accepted Time:
2014-01-22 13:48:38
Original Submission Date:
2013-10-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1588309 Andrew S. Quist 272 East Broadleaf Circle
Draper UT 84020
Vp & Associate General Counsel Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-08-08 1,514 $0.00 20,265 No 4 G Direct
Class A Common Stock Disposition 2013-10-15 2,340 $5.79 17,925 No 4 S Direct
Class A Common Stock Disposition 2013-12-19 2,000 $0.00 15,925 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2011-12-02 16,538 $1.18 16,538 $1.18
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2012-04-03 15,750 $1.48 15,750 $1.48
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2013-12-06 10,000 $4.85 10,000 $4.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,538 2012-03-02 2021-12-02 No 4 A Direct
15,750 2012-07-03 2022-04-13 No 4 A Direct
10,000 2014-03-06 2023-12-06 No 4 A Direct
Footnotes
  1. Does not include 28,099 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan.
  2. This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
  3. This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013.
  4. This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested.