Filing Details
- Accession Number:
- 0001209191-14-004238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 13:23:05
- Reporting Period:
- 2014-01-17
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 13:23:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562195 | Carl Lamm | 4698 Willow Road Pleasanton CA 94588 | Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-17 | 852 | $1.43 | 15,948 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 852 | $23.39 | 15,096 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-17 | 965 | $1.25 | 16,061 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 965 | $23.39 | 15,096 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-17 | 731 | $11.30 | 16,637 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 731 | $23.39 | 15,096 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-17 | 8,125 | $4.30 | 23,221 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 8,125 | $23.39 | 15,906 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-17 | 1,067 | $10.20 | 16,973 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 1,067 | $23.39 | 15,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-17 | 852 | $1.43 | 852 | $1.43 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-17 | 965 | $1.25 | 965 | $1.25 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-17 | 731 | $11.30 | 731 | $11.30 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-17 | 8,125 | $4.30 | 8,125 | $4.30 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-17 | 1,067 | $10.20 | 1,067 | $10.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,122 | 2020-11-29 | No | 4 | M | Direct | |
3,377 | 2020-07-27 | No | 4 | M | Direct | |
9,503 | 2022-02-16 | No | 4 | M | Direct | |
21,875 | 2022-11-14 | No | 4 | M | Direct | |
10,132 | 2021-07-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this FORM 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on August 29, 2013 and amended on November 26, 2013.
- 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 23,160 shares underlying this option became exercisable on 6/27/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- One 48th of the shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 17,544 shares underlying this option became exercisable on 2/17/2013, and the remainder vest in equal monthly installments over a 36-month period thereafter, subject to the Reporting Person's continued service to the Issuer.