Filing Details

Accession Number:
0001179110-14-001229
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-21 19:36:02
Reporting Period:
2014-01-21
Filing Date:
2014-01-21
Accepted Time:
2014-01-21 19:36:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1436304 Kythera Biopharmaceuticals Inc KYTH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559583 W John Smither C/O Kythera Biopharmaceuticals, Inc.
27200 West Agoura Road, Suite 200
Calabasas CA 91301
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-21 1,125 $5.90 11,325 No 4 M Direct
Common Stock Disposition 2014-01-21 1,125 $42.54 10,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-01-21 1,125 $0.00 1,125 $5.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,147 2020-10-14 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan which expires January 19, 2015.
  2. 25% of the shares subject to the option vested on the first anniversary measured from October 1, 2010 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
  3. The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $42.48 to $42.63, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.