Filing Details
- Accession Number:
- 0001450055-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 17:18:57
- Reporting Period:
- 2014-01-17
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 17:18:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831641 | Tetra Tech Inc | TTEK | Services-Engineering Services (8711) | 954148514 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450055 | J Ronald Chu | 3475 East Foothill Boulevard Pasadena, CA 91107 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-17 | 10,000 | $23.68 | 41,225 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-17 | 10,000 | $30.00 | 31,225 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-17 | 17,750 | $16.98 | 48,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-17 | 17,750 | $30.00 | 31,225 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2014-01-17 | 10,000 | $0.00 | 10,000 | $23.68 |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2014-01-17 | 17,750 | $0.00 | 17,750 | $16.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 163,591 | 2008-11-16 | 2015-11-16 | No | 4 | M | Direct |
| 145,841 | 2009-11-14 | 2016-11-14 | No | 4 | M | Direct |
Footnotes
- Pursuant to a 10b5-1 Plan.
- The option was fully vested as of November 16, 2011.
- Consists of 217 shares acquired under the Tetra Tech, Inc. Employee Stock Purchase Plan (an exempt transaction under Rule 16b-3(c)).
- The option was fully vested as of November 14, 2012.
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