Filing Details
- Accession Number:
- 0001209191-14-004055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 16:39:35
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 16:39:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914475 | Neurocrine Biosciences Inc | NBIX | Biological Products, (No Disgnostic Substances) (2836) | 330525145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423837 | P. Haig Bozigian | 12780 El Camino Real San Diego CA 92130 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-17 | 20,000 | $2.59 | 98,579 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-17 | 5,000 | $5.12 | 103,579 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 25,000 | $20.00 | 78,579 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION | Acquisiton | 2014-01-16 | 75,000 | $19.59 | 75,000 | $19.59 |
Common Stock | RESTRICTED STOCK UNIT | Acquisiton | 2014-01-16 | 13,000 | $0.00 | 13,000 | $0.00 |
Common Stock | RESTRICTED STOCK UNIT | Acquisiton | 2014-01-16 | 75,000 | $0.00 | 75,000 | $0.00 |
Common Stock | INCENTIVE STOCK OPTION | Disposition | 2014-01-17 | 5,000 | $5.12 | 5,000 | $5.12 |
Common Stock | INCENTIVE STOCK OPTION | Disposition | 2014-01-17 | 20,000 | $2.59 | 20,000 | $2.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2014-02-16 | 2024-01-16 | No | 4 | A | Direct |
13,000 | No | 4 | A | Direct | ||
75,000 | 2019-01-16 | No | 4 | A | Direct | |
10,000 | 2009-02-27 | 2015-02-27 | No | 4 | M | Direct |
50,000 | 2010-06-11 | 2017-05-11 | No | 4 | M | Direct |
Footnotes
- Exercise of in-the-money derivative security
- The disposition reported in this Form 4 was effected by a broker pursuant to instruction set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 90 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the reporting person from amending, canceling, suspending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of such plan.
- Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on February 16, 2014, an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.
- Each restricted stock unit represents a contingent right to receive one share of Neurocrine Common Stock.
- The restricted stock units will vest annually at 1/4 of the units vesting on January 16, 2015, January 16, 2016, January 16, 2017, and January 16, 2018
- 50,000 of these restricted stock units will vest upon the Company achieving the primary endpoint in a U.S. Food and Drug Administration ("FDA") approved Phase 3 study, while the remaining 25,000 restricted stock units will vest upon the Company obtaining FDA approval of a New Drug Application. The vesting provisions of these RSU are exclusive of the elagolix program.