Filing Details

Accession Number:
0001209191-14-004055
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-21 16:39:35
Reporting Period:
2014-01-16
Filing Date:
2014-01-21
Accepted Time:
2014-01-21 16:39:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914475 Neurocrine Biosciences Inc NBIX Biological Products, (No Disgnostic Substances) (2836) 330525145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423837 P. Haig Bozigian 12780 El Camino Real
San Diego CA 92130
Chief Development Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-17 20,000 $2.59 98,579 No 4 M Direct
Common Stock Acquisiton 2014-01-17 5,000 $5.12 103,579 No 4 M Direct
Common Stock Disposition 2014-01-17 25,000 $20.00 78,579 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock STOCK OPTION Acquisiton 2014-01-16 75,000 $19.59 75,000 $19.59
Common Stock RESTRICTED STOCK UNIT Acquisiton 2014-01-16 13,000 $0.00 13,000 $0.00
Common Stock RESTRICTED STOCK UNIT Acquisiton 2014-01-16 75,000 $0.00 75,000 $0.00
Common Stock INCENTIVE STOCK OPTION Disposition 2014-01-17 5,000 $5.12 5,000 $5.12
Common Stock INCENTIVE STOCK OPTION Disposition 2014-01-17 20,000 $2.59 20,000 $2.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 2014-02-16 2024-01-16 No 4 A Direct
13,000 No 4 A Direct
75,000 2019-01-16 No 4 A Direct
10,000 2009-02-27 2015-02-27 No 4 M Direct
50,000 2010-06-11 2017-05-11 No 4 M Direct
Footnotes
  1. Exercise of in-the-money derivative security
  2. The disposition reported in this Form 4 was effected by a broker pursuant to instruction set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 90 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the reporting person from amending, canceling, suspending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of such plan.
  3. Represents option of which 1/48th of the shares underlying the option becomes vested and exercisable on February 16, 2014, an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter.
  4. Each restricted stock unit represents a contingent right to receive one share of Neurocrine Common Stock.
  5. The restricted stock units will vest annually at 1/4 of the units vesting on January 16, 2015, January 16, 2016, January 16, 2017, and January 16, 2018
  6. 50,000 of these restricted stock units will vest upon the Company achieving the primary endpoint in a U.S. Food and Drug Administration ("FDA") approved Phase 3 study, while the remaining 25,000 restricted stock units will vest upon the Company obtaining FDA approval of a New Drug Application. The vesting provisions of these RSU are exclusive of the elagolix program.