Filing Details
- Accession Number:
- 0001107299-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 15:45:21
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 15:45:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1107299 | Gunjan Sinha | 1252 Borregas Avenue Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2000-08-08 | 20,000 | $125.00 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 20,000 | $11.44 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2000-08-08 | 10,000 | $125.00 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-29 | 10,000 | $11.49 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2000-08-08 | 10,000 | $125.00 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-04 | 10,000 | $11.06 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Preferred Convertible Shares | Acquisiton | 2013-11-27 | 20,000 | $0.00 | 20,000 | $125.00 |
| Common Stock | Preferred Converitble Stock | Acquisiton | 2013-11-29 | 10,000 | $0.00 | 10,000 | $125.00 |
| Common Stock | Preferred Convertible Stock | Acquisiton | 2013-12-04 | 10,000 | $0.00 | 10,000 | $125.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2000-08-08 | 2013-12-31 | No | 4 | M | Direct |
| 10,000 | 2000-08-08 | 2013-12-31 | No | 4 | M | Direct |
| 10,000 | 2000-08-08 | 2013-12-31 | No | 4 | M | Direct |
Footnotes
- Represents weighted average sale price. Actual sale prices ranged from $11.09 and $11.64.
- Reporting person undertakes to provide upon request by the Securities Exchnage and Commission, the issuer, or a securityholder of the issuerdetailed information regarding the price and number of shares sold within the range indicated.
- This sale of common stock was effected pursuant to Rule 10b5 trading plan adopted by the reporting person on 11/22/2013.
- Represents weighted average sale price. Actual sale prices ranged from $10.50 and $11.60.
- Represents weighted average sale price. Actual sale prices ranged from $11.05 and $11.09.
Billionaire Hedge Funds
