Filing Details
- Accession Number:
- 0001140361-14-002695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 14:45:45
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 14:45:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868611 | Sonic Corp | SONC | Retail-Eating Places (5812) | 731371046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903853 | Iii E Frank Richardson | 300 Johnny Bench Drive Oklahoma City OK 73104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-16 | 3,839 | $0.00 | 1,711,292 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-17 | 10,125 | $14.89 | 1,721,417 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-17 | 7,355 | $20.59 | 1,714,062 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-18 | 2,083 | $0.00 | 1,716,145 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2014-01-16 | 2,065 | $0.00 | 2,065 | $0.00 |
Common Stock | Non-qualified Stock Option (right to buy) | Acquisiton | 2014-01-16 | 6,222 | $0.00 | 6,222 | $20.58 |
Common Stock | Restricted Stock Units | Disposition | 2014-01-16 | 3,839 | $0.00 | 3,839 | $0.00 |
Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2014-01-17 | 10,125 | $0.00 | 10,125 | $14.89 |
Common Stock | Restricted Stock Units | Disposition | 2014-01-18 | 2,083 | $0.00 | 2,083 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,065 | No | 4 | A | Direct | ||
6,222 | 2015-01-16 | 2021-01-16 | No | 4 | A | Direct |
0 | No | 4 | M | Direct | ||
0 | 2004-01-21 | 2014-01-21 | No | 4 | M | Direct |
2,084 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,151 | Indirect | Trustee of children's trusts |
Common Stock | 1,500 | Indirect | By son |
Footnotes
- This price represents the weighted average sales price. The shares sold at prices ranging from $20.505 to $20.69 per share. The reporting person will provide full details regarding the number of shares sold at each separate price upon the SEC's request.
- Shares will vest January 15, 2015 in accordance with the terms of the Restricted Stock Units granted January 15, 2014, and will be issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.
- Shares vested January 16, 2014 in accordance with the terms of Restricted Stock Units granted January 16, 2013, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.
- Shares vested in accordance with the terms of Restricted Stock Units granted January 18, 2012, providing for vesting of Restricted Stock Units in equal annual installments on each of the first three anniversaries following the date of grant and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.