Filing Details
- Accession Number:
- 0001127602-14-002329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 11:09:30
- Reporting Period:
- 2014-01-17
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 11:09:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 700733 | National Penn Bancshares Inc | NPBC | National Commercial Banks (6021) | 232215075 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246955 | Iv F Christian Martin | Philadelphia &Amp; Reading Avenues P. O. Box 547 Boyertown PA 19512-0547 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-17 | 917 | $10.90 | 357,299 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,791 | Indirect | Daughter |
| Common Stock | 53,227 | Indirect | Spouse |
| Common Stock | 61,173 | Indirect | Subsidiary |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock (Deferred Stock) | $0.00 | 30,194 | 30,194 | Direct | ||
| Common Stock | Phantom Stock (RSUs) | $0.00 | 31,694 | 31,694 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 30,194 | 30,194 | Direct | |
| 31,694 | 31,694 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- 1 for 1
- The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement as a director or reaching the age of 65, as elected by such person.
- The phantom stock units granted under the National Penn Bancshares, Inc. Long-Term Incentive Compensation Plan are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement from the Board.
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