Filing Details
- Accession Number:
- 0001209191-14-003897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 08:03:20
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 08:03:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091862 | Chemtura Corp | CHMT | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 522183153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236555 | A Craig Rogerson | 199 Benson Road Middlebury CT 06749 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-16 | 61,074 | $15.50 | 517,144 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-16 | 61,074 | $27.00 | 456,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-01-16 | 61,074 | $0.00 | 122,149 | $15.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
122,149 | 2020-11-10 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Includes 1,133 shares acquired under the Chemtura Corporation 2012 Employee Stock Purchase Plan in 2013.
- This option, representing a right to purchase a total of 183,223 shares, became exercisable in three equal installments on November 10, 2010, March 31, 2011 and March 31, 2013.