Filing Details
- Accession Number:
- 0001144204-14-002903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 21:01:48
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 21:01:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1270073 | Intercept Pharmaceuticals Inc | ICPT | Pharmaceutical Preparations (2834) | 223868459 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253170 | Srinivas Akkaraju | C/O Intercept Pharmaceuticals, Inc. 450 W. 15Th Street, Suite 505 New York NY 10011 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-16 | 325 | $0.00 | 2,693 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-16 | 2,500 | $21.50 | 5,193 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-16 | 3,250 | $267.94 | 1,943 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-01-16 | 325 | $0.00 | 325 | $0.00 |
Common Stock | Options to Purchase Common Stock | Disposition | 2014-01-16 | 2,500 | $0.00 | 2,500 | $21.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
973 | No | 4 | M | Direct | ||
8,749 | 2022-11-18 | No | 4 | M | Direct |
Footnotes
- The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 18, 2013.
- Conversion of restricted stock units ("RSUs") to shares of common stock on a one-for-one basis.
- On November 18, 2012, the reporting person was granted 2,596 RSUs. The RSUs reported as having been disposed and the corresponding shares reported as having been acquired, representing 12.5% of the shares originally underlying the RSUs, became vested on January 16, 2014, subject to the terms and conditions of the award and the Intercept Pharmaceuticals, Inc. 2012 Equity Incentive Plan (the "2012 Plan"). The remainder of the shares underlying the RSUs will vest pro rata on a quarterly basis from April 16, 2014 through October 16, 2014, subject to the terms and conditions of the award and the 2012 Plan.
- This option to purchase common stock was originally granted to the reporting person on November 18, 2012 (original amount: 11,249 shares). 4.1667% of the shares underlying this option vested as of November 18, 2012, and the remainder of the shares underlying this option will vest pro rata on a monthly basis through October 16, 2014, subject to the terms and conditions of the award and the 2012 Plan.