Filing Details

Accession Number:
0001206774-14-000185
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-17 20:41:09
Reporting Period:
2014-01-16
Filing Date:
2014-01-17
Accepted Time:
2014-01-17 20:41:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247278 A David Hubbard C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Exec Vice Pres, Sales And Mktg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-16 12,000 $16.60 100,954 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2014-01-16 12,000 $3.98 12,000 $3.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,954 2011-07-23 2020-07-23 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is the average sale price of sales ranging from $16.450 to $16.815 per share.
  2. The total 100,954 shares of common stock included 66,000 shares restricted stock units which vest in two equal annual installments beginning on May 1, 2014.
  3. Share amount and exercise price reflect a 2-for-1 split of common stock in the form of a stock dividend on August 30, 2013.