Filing Details
- Accession Number:
- 0001206774-14-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 20:41:09
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 20:41:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247278 | A David Hubbard | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Exec Vice Pres, Sales And Mktg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-16 | 12,000 | $16.60 | 100,954 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to buy) | Acquisiton | 2014-01-16 | 12,000 | $3.98 | 12,000 | $3.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,954 | 2011-07-23 | 2020-07-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is the average sale price of sales ranging from $16.450 to $16.815 per share.
- The total 100,954 shares of common stock included 66,000 shares restricted stock units which vest in two equal annual installments beginning on May 1, 2014.
- Share amount and exercise price reflect a 2-for-1 split of common stock in the form of a stock dividend on August 30, 2013.