Filing Details
- Accession Number:
- 0001179110-14-001143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 18:49:20
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 18:49:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
799231 | Almost Family Inc | AFAM | Services-Social Services (8300) | 061153720 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263899 | B William Yarmuth | 9510 Ormsby Station Road Suite 300 Louisville KY 40223 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-17 | 50,000 | $0.00 | 384,283 | No | 4 | G | Direct | |
Common Stock | Disposition | 2014-01-15 | 5,000 | $32.91 | 98,387 | No | 4 | S | Indirect | See Footnote #1 |
Common Stock | Disposition | 2014-01-16 | 5,000 | $31.94 | 93,387 | No | 4 | S | Indirect | See Footnote #1 |
Common Stock | Disposition | 2014-01-17 | 5,000 | $31.45 | 88,387 | No | 4 | S | Indirect | See Footnote #1 |
Common Stock | Acquisiton | 2014-01-17 | 50,000 | $0.00 | 51,205 | No | 4 | G | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Indirect | See Footnote #1 |
No | 4 | S | Indirect | See Footnote #1 |
No | 4 | S | Indirect | See Footnote #1 |
No | 4 | G | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,924 | Indirect | By self as CO-TTEE for Irrevocable Trust |
Common Stock | 1,205 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $20.89 | 2023-02-28 | 23,600 | 23,600 | Direct | |
Common Stock | Option (right to buy) | $24.16 | 2022-02-26 | 18,600 | 18,600 | Direct | |
Common Stock | Option (right to buy) | $19.40 | 2017-02-11 | 30,000 | 30,000 | Direct | |
Common Stock | Option (right to buy) | $22.18 | 2018-03-06 | 20,000 | 20,000 | Direct | |
Common Stock | Option (right to buy) | $33.27 | 2019-02-08 | 10,400 | 10,400 | Direct | |
Common Stock | Option (right to buy) | $40.13 | 2019-12-13 | 9,000 | 9,000 | Direct | |
Common Stock | Option (right to buy) | $36.69 | 2021-03-10 | 13,000 | 13,000 | Direct | |
Common Stock | Option (right to buy) | $19.40 | 2017-02-11 | 2,000 | 2,000 | Indirect | |
Common Stock | Option (right to buy) | $22.18 | 2018-03-06 | 2,000 | 2,000 | Indirect | |
Common Stock | Option (right to buy) | $33.27 | 2019-02-08 | 800 | 800 | Indirect | |
Common Stock | Option (right to buy) | $40.13 | 2019-12-13 | 500 | 500 | Indirect | |
Common Stock | Otion (right to buy) | $36.69 | 2021-03-10 | 700 | 700 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-02-28 | 23,600 | 23,600 | Direct |
2022-02-26 | 18,600 | 18,600 | Direct |
2017-02-11 | 30,000 | 30,000 | Direct |
2018-03-06 | 20,000 | 20,000 | Direct |
2019-02-08 | 10,400 | 10,400 | Direct |
2019-12-13 | 9,000 | 9,000 | Direct |
2021-03-10 | 13,000 | 13,000 | Direct |
2017-02-11 | 2,000 | 2,000 | Indirect |
2018-03-06 | 2,000 | 2,000 | Indirect |
2019-02-08 | 800 | 800 | Indirect |
2019-12-13 | 500 | 500 | Indirect |
2021-03-10 | 700 | 700 | Indirect |
Footnotes
- Held by WBY Investments Limited Partnership, LLLP, a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- 5924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
- Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
- Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- Mr. Yarmuth may also be deemed to be the indirect beneficial owner of 5,000 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, Mr. Yarmuth does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary beneficial ownership for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- The reporting person acquired beneficial ownership of these securities upon his marrage to the owner of the securities on December 31, 2013. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 31, 2013.
- Weighted average sale price reported. On 1/15/14, these shares were sold within a range of $32.57 and $33.35. On 1/16/14, these shares were sold within a range of $31.85 and $32.19. On 1/17/14, these shares were sold within a range of $31.33 and $31.73. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.
- The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.