Filing Details
- Accession Number:
- 0000904454-14-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 18:43:45
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 18:43:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418862 | Kior Inc | KIOR | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524114 | L Stuart Peterson | C/O Artis Capital Management, L.p. One Market Plaza, Steuart Tower, 27Th Fl San Francisco CA 94105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-01-15 | 46,877 | $1.38 | 7,778,157 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2014-01-16 | 33,600 | $1.41 | 7,744,557 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2014-01-17 | 19,523 | $1.42 | 7,725,034 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 251,522 | Direct |
Footnotes
- The Class A Common Stock is held by Artis Partners, L.P., Artis Partners (Institutional), L.P., Artis Partners Ltd., Artis Partners 2X, L.P., Artis Partners 2X (Institutional), L.P., Artis Partners 2X Ltd., Artis Aggressive Growth, L.P., Artis Aggressive Growth Master Fund, L.P., Artis Private Growth Partners, L.P. Artis Private Growth Entrepreneurs Fund, L.P., Artis Private Growth Partners II, L.P., Artis Clean Tech Partners (Institutional), L.P. and Artis Clean Tech Partners Master Fund, L.P.
- Artis Capital Management, L.P. ("ACM") is a registered investment adviser and serves as investment adviser to the Funds. Artis Capital Management, Inc. ("ACMI") is the general partner of ACM. Mr. Peterson is the President of ACMI and the controlling owner of ACM and ACMI. By virtue of these relationships, Mr. Peterson may be deemed to beneficially own the securities of the Issuer held by the Funds; however, he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.