Filing Details
- Accession Number:
- 0001126234-14-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 16:30:48
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 16:30:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126234 | Newlink Genetics Corp | (NLNK) | Pharmaceutical Preparations (2834) | 421491350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591245 | W. Carl Langren | C/O Newlink Genetics Corporation 2503 South Loop Dr., Suite 5100 Ames IA 50010 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-08 | 2,400 | $0.00 | 62,391 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2014-01-08 | 1,200 | $0.00 | 2,500 | No | 4 | G | Indirect | By Son |
Common Stock | Disposition | 2014-01-15 | 1,413 | $29.95 | 7,016 | No | 4 | S | Indirect | By Pension Plan |
Common Stock | Disposition | 2014-01-15 | 1,414 | $29.95 | 7,015 | No | 4 | S | Indirect | By Spouse's Pension Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Indirect | By Son |
No | 4 | S | Indirect | By Pension Plan |
No | 4 | S | Indirect | By Spouse's Pension Plan |
Footnotes
- Includes 5,700 restricted stock units ("RSUs") previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in a series of four successive annual installments beginning on January 2, 2015, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.