Filing Details
- Accession Number:
- 0001209191-14-003750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 16:26:57
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 16:26:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208736 | Hilary Schneider | 60 East Rio Salado Parkway, Suite 400 Tempe AZ 85281 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-15 | 3,241 | $18.50 | 166,656 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-15 | 5,000 | $9.00 | 171,656 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-15 | 500 | $18.50 | 171,156 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-15 | 4,500 | $18.50 | 166,656 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-01-15 | 5,000 | $0.00 | 5,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 395,000 | 2022-10-02 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 sales plan.
- 25% of the total number of shares underlying this option vested on September 14, 2013. The remaining 75% of the total number of shares underlying this option vest in equal monthly installments for a period of 36 months thereafter.
Billionaire Hedge Funds
