Filing Details
- Accession Number:
- 0000904454-14-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 16:19:42
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 16:19:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267602 | Alimera Sciences Inc | ALIM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1013425 | I Jesse Treu | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1024000 | C James Blair | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1196863 | Nicole Vitullo | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1207786 | H Brian Dovey | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1207789 | K Kathleen Schoemaker | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1298033 | Domain Partners Vi, L.p. | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-15 | 92,445 | $6.01 | 3,795,246 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-16 | 204,315 | $6.56 | 3,590,931 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person with respect to the Common Stock of the Issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04.The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of One Palmer Square Associates VI, LLC ("OPSA VI"), the sole general partner of the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- As managing members of OPSA VI, each Reporting Owner listed below may also be deemed to indirectly beneficially own 18,864 shares of Common Stock held by OPSA VI and 34,907 shares of Common Stock held by DP VI Associates, L.P. OPSA VI is also the sole general partner of DP VI Associates, L.P.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.81.The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.