Filing Details
- Accession Number:
- 0001209191-14-003709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 15:48:43
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 15:48:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 713676 | Pnc Financial Services Group Inc. | PNC | National Commercial Banks (6021) | 251435979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573704 | C. Orlando Esposito | One Pnc Plaza 249 Fifth Ave Pittsburgh PA 15222 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Acquisiton | 2014-01-16 | 1,200 | $70.06 | 12,973 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2014-01-16 | 1,200 | $80.55 | 11,773 | No | 4 | S | Direct | |
| $5 Par Common Stock | Acquisiton | 2014-01-16 | 1,110 | $72.65 | 12,883 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2014-01-16 | 1,110 | $80.55 | 11,773 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2014-01-16 | 1,200 | $0.00 | 1,200 | $70.06 |
| $5 Par Common Stock | Employee Stock Option (Right-to-Buy) Reload Option | Disposition | 2014-01-16 | 1,110 | $0.00 | 1,110 | $72.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-23 | 2016-01-23 | No | 4 | M | Direct |
| 0 | 2008-01-25 | 2014-01-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $5 Par Common Stock | 4,106 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Phantom Stock Unit | $0.00 | 2,298 | 2,298 | Indirect | ||
| $5 Par Common Stock | Phantom Stock Unit | $0.00 | 443 | 443 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,298 | 2,298 | Indirect | |
| 443 | 443 | Indirect |
Footnotes
- Exercise of options and sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2013.
- The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
- Each phantom stock unit is the economic equivalent of one share of PNC Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
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