Filing Details
- Accession Number:
- 0001179110-14-001124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 10:06:50
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 10:06:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209904 | C William Lucia | 5615 High Point Drive Irving TX 75038 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-15 | 20,000 | $3.15 | 325,426 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-15 | 20,000 | $25.02 | 305,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2014-01-15 | 20,000 | $0.00 | 20,000 | $3.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
98,658 | 2006-05-04 | 2016-05-04 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2013.
- Includes 23,486 restricted stock units (RSUs) granted on February 27, 2013. Also includes: (i) 66,716 restricted stock awards (RSAs) granted on February 19, 2009 and (ii) 48,805 RSUs granted on February 17, 2011.
- Date shown is the date of grant. The options vested in full on May 4, 2010.
- Only refers to the derivitive securities in this class.