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Filing Details

Accession Number:: 0001490660-14-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-16 20:43:01
Reporting Period:: 2014-01-15

Filing Date:: 2014-01-16
Accepted Time:: 2014-01-16 20:43:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490660	Marketo Inc.	MKTO	Services-Prepackaged Software (7372)	562558241

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1175993	Frederick Ball	901 Mariners Island Blvd San Mateo CA 94404	Svp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-15	10,000	$2.38	10,000	No	4	M	Direct
Common Stock	Disposition	2014-01-15	8,400	$43.44	1,600	No	4	S	Direct
Common Stock	Disposition	2014-01-15	1,600	$44.08	0	No	4	S	Direct
Common Stock	Disposition	2014-01-15	4,200	$43.45	10,800	No	4	S	Indirect	by Trust
Common Stock	Disposition	2014-01-15	800	$44.06	10,000	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2014-01-15	10,000	$0.00	10,000	$2.38

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
267,984		2021-05-16	No	4	M	Direct

Footnotes

These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Ball on 9/4/2013.
This transaction was executed in multiple trades at prices ranging from $42.81 to $43.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $43.91 to $44.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $42.82 to $43.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.
This transaction was executed in multiple trades at prices ranging from $43.92 to $44.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 2, 2012 and one forty-eighth of the shares vest monthly thereafter.