Filing Details
- Accession Number:
- 0001209191-14-003583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-16 19:26:51
- Reporting Period:
- 2014-01-14
- Filing Date:
- 2014-01-16
- Accepted Time:
- 2014-01-16 19:26:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099977 | China Marine Food Group Ltd | CMFO | Miscellaneous Food Preparations & Kindred Products (2090) | 870640467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1127429 | Phil Frohlich | 1924 South Utica, Suite 1120 Tulsa OK 74104 | No | No | Yes | No | |
1166152 | Prescott Group Capital Management, L.l.c. | 1924 South Utica, Suite 1120 Tulsa OK 74104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-14 | 81,000 | $0.50 | 6,924,191 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-01-14 | 1,000 | $0.48 | 6,925,191 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock (the "Common Stock") of China Marine Food Group Limited (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
- Prescott Capital holds indirectly the Common Stock of the Issuer through the account of the Master Fund, of which the Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the shares held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.