Filing Details
- Accession Number:
- 0000950103-14-000322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-16 18:54:35
- Reporting Period:
- 2014-01-14
- Filing Date:
- 2014-01-16
- Accepted Time:
- 2014-01-16 18:54:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283710 | L Clarence Granger | Ultra Clean Holdings, Inc. 26462 Corporate Ave Hayward CA 94545 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-14 | 50,000 | $1.11 | 419,751 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-14 | 100,000 | $11.00 | 319,751 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-14 | 50,000 | $0.00 | 50,000 | $1.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,834 | 2010-02-27 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted December 7, 2012.
- The option became exercisable over 4 years from the date of grant (2/27/2009), with 25% becoming exercisable after the first year and monthly thereafter.