Filing Details

Accession Number:
0001144204-14-002631
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-16 18:46:58
Reporting Period:
2014-01-14
Filing Date:
2014-01-16
Accepted Time:
2014-01-16 18:46:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
812301 Patient Safety Technologies Inc PSTX.OB Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 133419202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032874 J Stephen Clearman Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1220338 Kinderhook, Lp Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1266402 Kinderhook Gp Llc Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1487632 Tushar Shah Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
1542439 Kinderhook Partners, Llc Two Executive Drive
Suite 585
Fort Lee NJ 07024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Disposition 2014-01-14 240,334 $2.20 5,219,183 No 4 S Direct
Common Stock, Par Value $0.0001 Disposition 2014-01-16 1,302,000 $2.20 3,917,183 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Kinderhook Partners, LLC serves as the investment adviser to Kinderhook, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership, and Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members, responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Partners, LLC. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Partners, LLC's power to vote and/or dispose of the shares of Common Stock.
  2. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Partners, LLC and the General Partner specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of their pecuniary interest therein, if any.