Filing Details
- Accession Number:
- 0001144204-14-002631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-16 18:46:58
- Reporting Period:
- 2014-01-14
- Filing Date:
- 2014-01-16
- Accepted Time:
- 2014-01-16 18:46:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
812301 | Patient Safety Technologies Inc | PSTX.OB | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 133419202 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032874 | J Stephen Clearman | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1220338 | Kinderhook, Lp | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1266402 | Kinderhook Gp Llc | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1487632 | Tushar Shah | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No | |
1542439 | Kinderhook Partners, Llc | Two Executive Drive Suite 585 Fort Lee NJ 07024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Disposition | 2014-01-14 | 240,334 | $2.20 | 5,219,183 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 | Disposition | 2014-01-16 | 1,302,000 | $2.20 | 3,917,183 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Kinderhook Partners, LLC serves as the investment adviser to Kinderhook, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership, and Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members, responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Partners, LLC. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Partners, LLC's power to vote and/or dispose of the shares of Common Stock.
- Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Partners, LLC and the General Partner specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of their pecuniary interest therein, if any.