Filing Details

Accession Number:
0001167503-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-16 18:44:26
Reporting Period:
2014-01-14
Filing Date:
2014-01-16
Accepted Time:
2014-01-16 18:44:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912463 Guess Inc GES Women's, Misses', Children's & Infants' Undergarments (2340) 953679695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167503 Maurice Marciano C/O Guess?, Inc.
1444 South Alameda Street
Los Angeles CA 90021
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-14 259,094 $29.46 6,474,292 No 4 S Indirect by MM Trust
Common Stock Disposition 2014-01-15 495,265 $29.66 5,979,027 No 4 S Indirect by MM Trust
Common Stock Disposition 2014-01-16 245,641 $29.13 5,733,386 No 4 S Indirect by MM Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by MM Trust
No 4 S Indirect by MM Trust
No 4 S Indirect by MM Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,136 Direct
Common Stock 1,164,971 Indirect by MFH II, LLC
Common Stock 103,801 Indirect by Next Step Capital, LLC
Common Stock 2,000,000 Indirect by Next Step Capital II, LLC
Common Stock 1,314,361 Indirect by Next Step GRAT III
Common Stock 70 Indirect by trust
Common Stock 1,500,000 Indirect by CAROLEM Capital, LLC
Common Stock 197,504 Indirect by G2 Trust
Common Stock 52,264 Indirect by Exempt G2 Trust
Footnotes
  1. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.15 to $29.875. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  2. Shares are held by the Maurice Marciano Trust (2006 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
  3. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.30 to $30.17. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  4. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.00 to $29.40. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  5. Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  6. Shares are held by Next Step Capital, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and certain others. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  7. Shares are held by Next Step Capital II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and certain others. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  8. Shares are held by Next Step GRAT III, of which the reporting person has sole investment power.
  9. Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
  10. Shares are held by CAROLEM Capital, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  11. Shares are held by G2 Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  12. Share are held by Exempt G2 Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.