Filing Details
- Accession Number:
- 0001167503-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-16 18:44:26
- Reporting Period:
- 2014-01-14
- Filing Date:
- 2014-01-16
- Accepted Time:
- 2014-01-16 18:44:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167503 | Maurice Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-14 | 259,094 | $29.46 | 6,474,292 | No | 4 | S | Indirect | by MM Trust |
Common Stock | Disposition | 2014-01-15 | 495,265 | $29.66 | 5,979,027 | No | 4 | S | Indirect | by MM Trust |
Common Stock | Disposition | 2014-01-16 | 245,641 | $29.13 | 5,733,386 | No | 4 | S | Indirect | by MM Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by MM Trust |
No | 4 | S | Indirect | by MM Trust |
No | 4 | S | Indirect | by MM Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,136 | Direct | |
Common Stock | 1,164,971 | Indirect | by MFH II, LLC |
Common Stock | 103,801 | Indirect | by Next Step Capital, LLC |
Common Stock | 2,000,000 | Indirect | by Next Step Capital II, LLC |
Common Stock | 1,314,361 | Indirect | by Next Step GRAT III |
Common Stock | 70 | Indirect | by trust |
Common Stock | 1,500,000 | Indirect | by CAROLEM Capital, LLC |
Common Stock | 197,504 | Indirect | by G2 Trust |
Common Stock | 52,264 | Indirect | by Exempt G2 Trust |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.15 to $29.875. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by the Maurice Marciano Trust (2006 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.30 to $30.17. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.00 to $29.40. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by Next Step Capital, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and certain others. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by Next Step Capital II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and certain others. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by Next Step GRAT III, of which the reporting person has sole investment power.
- Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
- Shares are held by CAROLEM Capital, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by G2 Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Share are held by Exempt G2 Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.