Filing Details
- Accession Number:
- 0001144204-14-002603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-16 17:06:12
- Reporting Period:
- 2014-01-14
- Filing Date:
- 2014-01-16
- Accepted Time:
- 2014-01-16 17:06:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350381 | Innerworkings Inc | INWK | Service Industries For The Printing Trade (2790) | 205997364 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1074611 | M Jack Greenberg | C/O Innerworkings, Inc. 600 West Chicago Avenue, Suite 850 Chicago IL 60654 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-14 | 5,000 | $0.65 | 5,000 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Disposition | 2014-01-14 | 5,000 | $7.37 | 0 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Acquisiton | 2014-01-15 | 5,000 | $0.65 | 5,000 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Disposition | 2014-01-15 | 5,000 | $7.51 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | M | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2014-01-14 | 5,000 | $0.00 | 5,000 | $0.65 |
| Common Stock | Stock option (right to buy) | Disposition | 2014-01-15 | 5,000 | $0.00 | 5,000 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,000 | 2015-10-01 | No | 4 | M | Indirect | |
| 30,000 | 2015-10-01 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 76,812 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | $0.65 | 2015-10-01 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-10-01 | 50,000 | 50,000 | Direct |
Footnotes
- Exercise and subsequent sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2013.
- Held by the Irrevocable 2013 InnerWorkings Grantor Annuity Trust.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $7.31 and $7.35 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $7.26 and $7.59 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- These options became exercisable in two equal annual installments beginning June 30, 2006.
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