Filing Details
- Accession Number:
- 0001209191-14-003512
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-01-16 16:49:23
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-16
- Accepted Time:
- 2014-01-16 16:49:23
- Original Submission Date:
- 2014-01-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915358 | Sigmatron International Inc | SGMA | Printed Circuit Boards (3672) | 363918470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192490 | K Linda Frauendorfer | C/O Sigmatron International, Inc. 2201 Landmeier Road Elk Grove Village IL 60007 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-08 | 1,653 | $3.60 | 2,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-08 | 1,653 | $9.31 | 400 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-09 | 1,200 | $3.60 | 1,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-09 | 1,200 | $9.29 | 400 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-09 | 3,147 | $3.60 | 3,547 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-09 | 3,147 | $9.25 | 400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-08 | 1,653 | $0.00 | 1,653 | $3.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-09 | 1,200 | $0.00 | 1,200 | $3.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-09 | 3,147 | $0.00 | 3,147 | $3.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,847 | 2014-01-08 | 2022-07-18 | No | 4 | M | Direct |
| 9,647 | 2014-01-09 | 2022-07-18 | No | 4 | M | Direct |
| 6,500 | 2014-01-09 | 2022-07-18 | No | 4 | M | Direct |
Footnotes
- This column needs to be blank.
- 25,000 Stock Options were previously sold in a tender offer on or about 10/01/13 in a transaction exempted pursuant to Rule 16b-3.
Billionaire Hedge Funds
