Filing Details
- Accession Number:
- 0001001039-14-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-15 20:03:16
- Reporting Period:
- 2014-01-13
- Filing Date:
- 2014-01-15
- Accepted Time:
- 2014-01-15 20:03:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001039 | Walt Disney Co | DIS | Cable & Other Pay Television Services (4841) | 954545390 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270528 | N Alan Braverman | 500 South Buena Vista Street Burbank CA 91521 | Sr Evp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Disney Common Stock | Acquisiton | 2014-01-13 | 26,433 | $74.09 | 251,677 | No | 4 | M | Direct | |
Disney Common Stock | Acquisiton | 2014-01-13 | 5,583 | $74.09 | 257,260 | No | 4 | M | Direct | |
Disney Common Stock | Disposition | 2014-01-13 | 13,990 | $74.09 | 243,270 | No | 4 | F | Direct | |
Disney Common Stock | Disposition | 2014-01-15 | 18,026 | $74.30 | 225,244 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Disney Common Stock | Restricted Stock Unit | Disposition | 2014-01-13 | 26,433 | $0.00 | 26,433 | $0.00 |
Disney Common Stock | Restricted Stock Unit | Disposition | 2014-01-13 | 5,583 | $0.00 | 5,583 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-13 | No | 4 | M | Direct | |
0 | 2014-01-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Disney Common Stock | 10,212 | Indirect | By 401(k) |
Footnotes
- Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2013. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
- The 13,989.7149 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Shares held in The Walt Disney Stock Fund as of January 13, 2014. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- Converts at 1-for-1.