Filing Details
- Accession Number:
- 0001515156-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-15 18:52:08
- Reporting Period:
- 2014-01-13
- Filing Date:
- 2014-01-15
- Accepted Time:
- 2014-01-15 18:52:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246365 | D Michael Durham | C/O Ada-Es, Inc. 9135 S. Ridgeline Blvd., Suite 200 Highlands Ranch CO 80129 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-13 | 2,099 | $52.32 | 257,723 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-13 | 1,201 | $53.05 | 256,522 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to an existing 10b5-1(c) plan.
- Represents the weighted average sale price of such shares. Sales were made at prices ranging from $51.75 to $52.7325.
- The reporting person undertakes that he will provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price of such shares. Sales were made at prices ranging from $52.81 to $53.4675.
- Of the amount shown, 56,504 shares are held in the qualified pension plan account of the reporting person and 25,686 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.