Filing Details
- Accession Number:
- 0001181431-14-002535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-15 17:16:15
- Reporting Period:
- 2014-01-15
- Filing Date:
- 2014-01-15
- Accepted Time:
- 2014-01-15 17:16:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253689 | Glycomimetics Inc | GLYC | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005561 | J Peter Barris | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-15 | 3,407,283 | $0.00 | 3,994,258 | No | 4 | C | Indirect | See Note 3 |
Common Stock | Acquisiton | 2014-01-15 | 487,500 | $8.00 | 4,481,758 | No | 4 | P | Indirect | See Note 3 |
Common Stock | Acquisiton | 2014-01-15 | 3,580,877 | $0.00 | 3,580,877 | No | 4 | C | Indirect | See Note 4 |
Common Stock | Acquisiton | 2014-01-15 | 512,500 | $8.00 | 4,093,377 | No | 4 | P | Indirect | See Note 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Note 3 |
No | 4 | P | Indirect | See Note 3 |
No | 4 | C | Indirect | See Note 4 |
No | 4 | P | Indirect | See Note 4 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2014-01-15 | 11,250,850 | $0.00 | 3,407,283 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2014-01-15 | 11,824,058 | $0.00 | 3,580,877 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- This represents shares received upon conversion of shares of Series A-1 convertible preferred stock.
- Effective immediately prior to the closing of Issuer's initial public offering of its common stock, each share of Series A-1 Preferred Stock automatically converted into approximately 0.3028 shares of the Issuer's common stock. The Series A-1 Preferred stock had no expiration date.
- The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"), NEA Partners 10 is the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Reporting Person has no pecuniary interest.
- The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.