Filing Details

Accession Number:
0001181431-14-002331
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-14 13:34:59
Reporting Period:
2014-01-10
Filing Date:
2014-01-14
Accepted Time:
2014-01-14 13:34:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
819050 Vical Inc VICL Biological Products, (No Disgnostic Substances) (2836) 930948554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198238 B Vijay Samant 10390 Pacific Center Court
San Diego CA 92121
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Value Acquisiton 2014-01-10 330,000 $1.42 962,211 No 4 P Direct
Common Stock $.01 Par Value Disposition 2014-01-11 2,623 $1.42 959,588 No 4 F Direct
Common Stock $.01 Par Value Disposition 2014-01-11 7,398 $1.42 952,190 No 4 F Direct
Common Stock $.01 Par Value Disposition 2014-01-13 1,464 $1.34 950,726 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonstatutory Stock Option (right to buy) Acquisiton 2014-01-10 500,000 $0.00 500,000 $1.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,809,000 2024-01-09 No 4 A Direct
Footnotes
  1. Shares were acquired pursuant to a restricted stock grant and generally vest one-third on the first anniversary of the grant, with the remainder vesting quarterly over the remaining two years.
  2. Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2010.
  3. Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2013.
  4. Represents shares withheld for taxes upon the release of restricted stock granted on January 13, 2012.
  5. This balance includes 464,450 of unvested restricted stock units.
  6. The right to exercise the above stock option is tied to performance-based objectives relating to the timing of patient enrollment and positive data release for the Company's Phase 1/2 HSV-2 clinical trial. Mr. Samant's salary remained unchanged at 2013 levels and he received no cash bonus.