Filing Details
- Accession Number:
- 0001181431-14-002328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-14 13:28:49
- Reporting Period:
- 2014-01-10
- Filing Date:
- 2014-01-14
- Accepted Time:
- 2014-01-14 13:28:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819050 | Vical Inc | VICL | Biological Products, (No Disgnostic Substances) (2836) | 930948554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594935 | Russell Lawrence Smith | 10390 Pacific Center Court San Diego CA 92127 | Vp, Vaccine Research | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par Value | Acquisiton | 2014-01-10 | 90,000 | $1.42 | 197,422 | No | 4 | P | Direct | |
Common Stock $.01 Par Value | Disposition | 2014-01-11 | 491 | $1.42 | 196,931 | No | 4 | F | Direct | |
Common Stock $.01 Par Value | Disposition | 2014-01-11 | 1,501 | $1.42 | 195,430 | No | 4 | F | Direct | |
Common Stock $.01 Par Value | Disposition | 2014-01-13 | 305 | $1.34 | 195,125 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonstatutory Stock Option (right to buy) | Acquisiton | 2014-01-10 | 135,000 | $0.00 | 135,000 | $1.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
717,850 | 2015-01-10 | 2024-01-09 | No | 4 | A | Direct |
Footnotes
- Shares were acquired pursuant to a restricted stock grant and generally vest one-third on the first anniversary of the grant, with the remainder vesting quarterly over the remaining two years.
- Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2010.
- Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2013.
- Represents shares withheld for taxes upon the release of restricted stock granted on January 13, 2012.
- This balance includes 142,377 of unvested restricted stock units.
- The right to exercise the above stock option generally vests one-third on the first anniversary of the grant, with the remainder vesting quarterly over the remaining two years.