Filing Details
- Accession Number:
- 0001209191-14-003012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-13 21:27:55
- Reporting Period:
- 2014-01-09
- Filing Date:
- 2014-01-13
- Accepted Time:
- 2014-01-13 21:27:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1550695 | Performant Financial Corp | PFMT | Services-Miscellaneous Business Services (7380) | 200484934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555693 | Jon Shaver | 333 North Canyons Parkway Livermore CA 94551 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-09 | 22,000 | $0.50 | 360,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-09 | 22,000 | $11.09 | 338,987 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-09 | 22,000 | $0.00 | 22,000 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 499,669 | 2017-10-18 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2013.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.32 inclusive. The reporting person undertakes to provide, upon request, Performant Financial Corporation, any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option award is fully vested and immeidately exercisable.
Billionaire Hedge Funds
